FINRA Arbitration Lawyer
When you invest your hard-earned money with a financial brokerage institution such as Morgan Stanley or UBS, you have a reasonable expectation that it will be responsible stewards of your capital. You understand that volatility is part of the deal and that sometimes the market is down. However, when your trusted financial institution uses your investments irresponsibly, causing you to unfairly suffer losses, you have a right to be made whole. Some of these imprudent practices include:
- Selling risky investments
- Inappropriate use of a margin loans or securities-backed loans
- Excessive trading in your account (aka churning)
- Overconcentration of one security or type of security
- Ponzi schemes
- Sales of unsuitable investments like leveraged ETFs, MLPs, or REITs etc
If you suspect poor financial practices are to blame for your investment losses fill out our case review form to learn if you can take legal action against your brokerage service.